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You searched for subject:(Securitiza o). One record found.

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1. [No author]. Fundos de investimentos em direitos credit??rios: riscos e ratings em eventos de avalia????o .

Degree: 2016, Fundação Escola de Comércio Álvares Penteado

This research outlined a longitudinal view of Asset Backed Securities (in Brazilian version named FIDC) presenting evaluation events and problems that led to the early amortization and/or settlement by analyzing 44 ABS of a sample selected in the period between the years 2005 and 2014. It???s a descriptive and bibliographic research, with a qualitative approach and informative material content analysis related to such funds: regulations, prospectuses, rating reports and minutes of shareholders' meetings available on the websites of Brazilian Securities Commission (CVM) and Center for Custody and Financial Settlement of Securities (CETIP). The limitation of this research was that the document databases for the history of each existing fund with the CVM are not always complete. This study aimed to identify the main features of these ABS, the reasons that led to the evaluation events, and the presence of evidence to suggest "conflict of interest" from the perspective of agency theory in the management of these funds. On the one hand the results showed that many ABS who enjoyed high preliminary rating had operational problems that hampered receivables flows for these funds: only 20% of evaluated cases, ratings agencies could lower the ratings before evaluation events were announced . On the other hand, during biennium 2014/2015 CVM sought to improve legislation to prevent conflicts of interest among the participants of these operations, and to create mechanisms to ensure necessary information flows for credit rating agencies to carry out their monitoring work more effectively. Advisors/Committee Members: Chan, Betty Lilian (advisor).

Subjects/Keywords: Fundos de investimentos. Mercado financeiro. Securitiza????o.; Mutual funds. Money market. Asset-backed financing.

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APA · Chicago · MLA · Vancouver · CSE | Export to Zotero / EndNote / Reference Manager

APA (6th Edition):

author], [. (2016). Fundos de investimentos em direitos credit??rios: riscos e ratings em eventos de avalia????o . (Thesis). Fundação Escola de Comércio Álvares Penteado. Retrieved from http://tede.fecap.br:8080/jspui/handle/jspui/732

Note: this citation may be lacking information needed for this citation format:
Not specified: Masters Thesis or Doctoral Dissertation

Chicago Manual of Style (16th Edition):

author], [No. “Fundos de investimentos em direitos credit??rios: riscos e ratings em eventos de avalia????o .” 2016. Thesis, Fundação Escola de Comércio Álvares Penteado. Accessed April 05, 2020. http://tede.fecap.br:8080/jspui/handle/jspui/732.

Note: this citation may be lacking information needed for this citation format:
Not specified: Masters Thesis or Doctoral Dissertation

MLA Handbook (7th Edition):

author], [No. “Fundos de investimentos em direitos credit??rios: riscos e ratings em eventos de avalia????o .” 2016. Web. 05 Apr 2020.

Vancouver:

author] [. Fundos de investimentos em direitos credit??rios: riscos e ratings em eventos de avalia????o . [Internet] [Thesis]. Fundação Escola de Comércio Álvares Penteado; 2016. [cited 2020 Apr 05]. Available from: http://tede.fecap.br:8080/jspui/handle/jspui/732.

Note: this citation may be lacking information needed for this citation format:
Not specified: Masters Thesis or Doctoral Dissertation

Council of Science Editors:

author] [. Fundos de investimentos em direitos credit??rios: riscos e ratings em eventos de avalia????o . [Thesis]. Fundação Escola de Comércio Álvares Penteado; 2016. Available from: http://tede.fecap.br:8080/jspui/handle/jspui/732

Note: this citation may be lacking information needed for this citation format:
Not specified: Masters Thesis or Doctoral Dissertation

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